Expungement of Criminal Records and Judges' Rulings

          The rule that governs the expunction of criminal history records in Florida states that “any request for expunction of a criminal history record may be denied at the sole discretion of the court.” Nevertheless, Florida law has consistently held that the words “sole discretion” do not permit judges to arbitrarily deny requests for expunctions. An article that I just posted on my Florida Criminal Records FAQ website examines one case in which the judge hearing the matter did precisely that.  Please read that article if you would like to learn more.

Double Jeopardy and Dismissal of Charges

          The Double Jeopardy Clause, which is contained in the Fifth Amendment to the United States Constitution, states that no person shall "be subject for the same offense to be twice put in jeopardy of life or limb."

 

          The Double Jeopardy Clause is designed to protect individuals accused of committing crimes against the following three things:

  1. It protects against a second prosecution for the same crime after acquittal;
  2. It protects against a second prosecution for the same offense after conviction; and
  3. It protects against multiple punishments for the same crime.

 

          Whether or not the Double Jeopardy Clause was violated was the issue decided just last month by the United States Court of Appeals for the Eleventh Circuit in the case of United States v. McIntosh.  In that particular case, Mr. McIntosh was indicted for the crimes of possession with intent to distribute five kilograms of crack cocaine and carrying a firearm during and in relation to a drug trafficking offense.  Two months later, he pled guilty to both crimes.

 

          The following month, the Assistant United States Attorney handling the case advised the judge and McIntosh's lawyer that the date contained in the indictment pertaining to when the two crimes occurred was incorrect.  A month after that, McIntosh was indicted again for the exact same crimes, but the new indictment contained the correct date regarding when the offenses happened.

 

          In response, McIntosh's attorney filed a motion to dismiss the second indictment in which he argued that the Double Jeopardy Clause prohibited McIntosh from being prosecuted for the exact same charges a second time.  The U.S. District Judge deciding the motion ruled against McIntosh in part because of his belief that jeopardy did not attach when McIntosh pled guilty since the first indictment was defective.

 

          Fortunately for Mr. McIntosh, the appellate court that heard his appeal disagreed with the lower-court judge and ruled that the motion to dismiss should have been granted.  In doing so, the Eleventh Circuit Court of Appeals reasoned that the Double Jeopardy Clause "plainly protects against a second prosecution for the same offense after conviction.  The acceptance of McIntosh's unconditional plea of guilt to the first indictment constituted convictions for the drug and firearm offenses:  The acceptance of an unconditional plea is itself a conviction.  Like a verdict of a jury it is conclusive.  More is not required; the court has nothing to do but give judgment and sentence.  A second conviction for the same offense violates the Double Jeopardy Clause."

Federal Sentencing Guidelines: Be Careful What You Agree To

          Imagine the following scenario:  You have been charged in federal court with one count of conspiracy to distribute crack cocaine.  After reviewing the prosecutor's evidence against you, you decide that it is in your best interest to plead guilty to the one count that you have been charged with.  Your lawyer then obtains a written plea agreement from the U.S. Attorney's Office which requires you to admit that you are, in fact, guilty of conspiring to distribute crack cocaine.  Towards the end of the plea agreement, however, is a paragraph that also requires you to admit that you engaged in money laundering even though you have not been charged with committing that particular crime. 

 

          So what you may ask?  You haven't been charged with money laundering; therefore, there's no harm in admitting that you engaged in that activity as part of the conspiracy to distribute crack cocaine.  Wrong!

 

          Section 1B1.2(c) of the Federal Sentencing Guidelines states that "[a] plea agreement (written or made orally on the record) containing a stipulation that specifically establishes the commission of additional offense(s) shall be treated as if the defendant had been convicted of additional count(s) charging those offense(s)."  In other words, by admitting in your plea agreement that you engaged in money laundering, the judge who will later sentence you will treat it is as if you had been formally charged and convicted of money laundering even though that is not the case at all.  More importantly, the amount of prison time that you are facing may well increase because of your inadvertent admission to money laundering.

 

          That is precisely what happened in the case of United States v. Miller.  In that case, Mr. Miller was originally charged with committing the two crimes of transporting computer visual depictions of minors engaged in sexually explicit conduct and possession of computer disks containing depictions of minors engaged in sexually explicit conduct.  He eventually pled guilty to both crimes. However, in his plea agreement he also stipulated that he had used email to solicit teenage boys to engage in sexual activity.

 

          Several weeks after pleading guilty, Miller learned for the first time that the amount of prison time he was facing was substantially more than what he had originally thought it would be because of the emails he had sent.  Miller objected to this increase saying that these emails were not part of the crimes he had pled guilty to because they did not occur during either the preparation of his crimes or in the actual commission of them.

 

          The appellate court hearing Miller's case rejected these arguments in part because of the stipulation contained in his plea agreement combined with the language contained in Section 1B1.2(c) of the Federal Guidelines.

 

          The lesson to be learned, of course, is that someone who is considering pleading guilty to a federal crime should be concerned not only about the actual crime he is pleading guilty to but also about any additional facts that he is considering agreeing to as part of the plea agreement.

Death Penalty: Was an Innocent Man Executed?

          It is becoming more and more commonplace to hear news accounts of individuals who were convicted of first-degree murder, sentenced to death, and then released years later after it was discovered (typically through DNA testing) that they were actually innocent

 

          Whenever a horrific story like this appears, someone who favors the death penalty invariably states that the release of such individuals is proof that the system of capital punishment that we have in the United States works properly.

 

          What follows, however, is a story about a case out of Texas in which a man who may well have been innocent has already been executed.  If his innocence is eventually proven, it will provide further powerful evidence as to why the death penalty should be abolished in our country.  

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